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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-01 |
| MO | RA | APPROVED | 2007-01-03 |
Branch Locations
90 S Cascade Ave Ste 1000, Colorado Spgs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2001 | Present |
| Northwestern Mutual Investment Services, Llc | Colorado Springs | CO | 02/2009 | Present |
| Northwestern Mutual Investment Services, Llc | Colorado Springs | CO | 07/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2012 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. TRIPLE C-K, LLC, 100% OWNER, 14 NORTHGATE RD COLORADO SPRINGS 80906, ENTITY ESTABLISHED TO OWN A RANCH, APPROX 2 HR/MONTH, START DATE 05/13. GBSS, LLC, 100% OWNER, 2 NORTH CASCADE STE 900 COLORADO SPRINGS 80903, ENTITY ESTABLISHED FOR LEASE AGREEMENTS, 0 HRS/MONTH, START DATE 6/2012. 3. 100% OWNER, KFK FINANCIAL & INSURANCE SERVICES, LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 12/15/2016, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, OWNER. INVESTMENT RELATED. 4. 50% OWNER, RICO LAND AND CATTLE COMPANY, LLC, 14 NORTHGATE RD, COLORADO SPRINGS, COLORADO, 80906, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/28/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LAND OWNERSHIP AND LIVESTOCK 5.100% OWNER, SCOUT MANAGEMENT FUNDS, LLC, WMC-RELATED OVERRIDES, START DATE: 3/30/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, investment related 6.100% OWNER, OREO PERSONAL FUNDS, LLC, RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 3/30/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, investment related 7. CO-CHAIR, COLORADO SPRINGS WESTERN STREET BREAKFAST, NON-PROFIT, START DATE: 10/31/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO-CHAIR (ALTHOUGH I AM NOT AS INVOLED THIS YEAR DUE TO RODEO RESPONSIBILITIES .NON INVESTMENT RELATED. 8. PRESIDENT, PIKES PEAK OR BUST RODEO, 1045 LOWER GOLD CAMP RD., COLORADO SPRINGS, , COLORADO, 80905, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 10/31/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT OF THE BOARD. NON INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-18 |
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