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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
MO RA APPROVED 2007-01-03
  • CO RA
    APPROVED
    Since 2025-01-01
  • MO RA
    APPROVED
    Since 2007-01-03

Branch Locations

90 S Cascade Ave Ste 1000, Colorado Spgs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance Company Milwaukee WI 06/2001 Present
Northwestern Mutual Investment Services, Llc Colorado Springs CO 02/2009 Present
Northwestern Mutual Investment Services, Llc Colorado Springs CO 07/2009 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2012 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. TRIPLE C-K, LLC, 100% OWNER, 14 NORTHGATE RD COLORADO SPRINGS 80906, ENTITY ESTABLISHED TO OWN A RANCH, APPROX 2 HR/MONTH, START DATE 05/13. GBSS, LLC, 100% OWNER, 2 NORTH CASCADE STE 900 COLORADO SPRINGS 80903, ENTITY ESTABLISHED FOR LEASE AGREEMENTS, 0 HRS/MONTH, START DATE 6/2012. 3. 100% OWNER, KFK FINANCIAL & INSURANCE SERVICES, LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 12/15/2016, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, OWNER. INVESTMENT RELATED. 4. 50% OWNER, RICO LAND AND CATTLE COMPANY, LLC, 14 NORTHGATE RD, COLORADO SPRINGS, COLORADO, 80906, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/28/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LAND OWNERSHIP AND LIVESTOCK 5.100% OWNER, SCOUT MANAGEMENT FUNDS, LLC, WMC-RELATED OVERRIDES, START DATE: 3/30/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, investment related 6.100% OWNER, OREO PERSONAL FUNDS, LLC, RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 3/30/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, investment related 7. CO-CHAIR, COLORADO SPRINGS WESTERN STREET BREAKFAST, NON-PROFIT, START DATE: 10/31/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO-CHAIR (ALTHOUGH I AM NOT AS INVOLED THIS YEAR DUE TO RODEO RESPONSIBILITIES .NON INVESTMENT RELATED. 8. PRESIDENT, PIKES PEAK OR BUST RODEO, 1045 LOWER GOLD CAMP RD., COLORADO SPRINGS, , COLORADO, 80905, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 10/31/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT OF THE BOARD. NON INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-27
S63 Uniform Securities Agent State Law Examination 2002-12-18
  • S66 Uniform Combined State Law Examination
    2006-12-27
  • S63 Uniform Securities Agent State Law Examination
    2002-12-18

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