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Scott Charles Wandschneider

Principal Securities, Inc.

Des Moines, IA

La Porte City, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-13
IA RA APPROVED 2005-04-22
  • TX RA
    APPROVED_RES
    Since 2023-03-13
  • IA RA
    APPROVED
    Since 2005-04-22

Branch Locations

711 High St, Des Moines, IA 50392 • United States

La Porte City, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 05/1996 Present
Principal Securities Inc Des Moines IA 03/2016 Present
  • 05/1996 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 03/2016 → Present
    Principal Securities Inc
    Des Moines, IA
Other Businesses

RENTAL PROPERTY,NONE INVESTMENT RELATED, RENT FARMLAND, PART OWNER, NO ACTIVITY DURING TRADING HRS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-07
  • S66 Uniform Combined State Law Examination
    2005-04-07

View on SEC IAPD

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AVANTAX PLANNING PARTNERS, INC.
PROSPECTIVE VALUE PARTNERS LLC

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ROGER ROBERT RUDEN
Christian Harrison Rogers
ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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