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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-11-29 |
Branch Locations
5715 W Alexander Rd Suite 130, Las Vegas, NV 89130 • United States
Las Vegas, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Securities, L.P. | Orange | CA | 06/2005 | 11/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 03/2010, ADVISORY REP OF AN RIA, INV REL, 5 HR/MO, 5 HR/MO TRADING. 2) LEHIGH RETIREMENT, 1180 N TOWN CENTER STE 100, LAS VEGAS NV 89144, 11/2023, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO - 5 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-29 |
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