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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-07-01 |
Branch Locations
4775 W. Teco Ave Ste 255, Las Vegas, NV 89118 • United States
Henderson, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 11/2016 | 08/2019 |
| Bank Of America, N.A. | Las Vegas | NV | 11/2016 | 06/2021 |
| Unemployed | Las Vegas | NV | 05/2016 | 11/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2021 | Present |
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80MO-80/TRADING.ADMINISTRATIVE IAR OF CIRA. OBA REPORT SUBMITTED ON FINANCIAL PROFESSIONAL'S BEHALF, BY CIR HOME OFFICE. TIME SPENT IS ESTIMATED. 07/01/21
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-19 |
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