Michael Anthony Allen

Current Employers

Employment History

• 01/2014 → 12/2021
  Woodbury Financial Services, Inc.
  San Diego, CA
• 03/2023 → 08/2025
  Sb Advisory, Llc
  Los Angeles, CA
• 01/2022 → 08/2025
  San Blas Securiites, Llc
  Los Angeles, CA
• 07/2008 → Present
  National University
  San Diego, CA
• 08/2025 → Present
  Allen Financial Advisement, Inc.
  La Jolla, CA

Previous Registrations

• 2023-03-13 → 2025-08-19
  Sb Advisory, Llc
  La Jolla, CA
  Atlanta, GA
• 2014-01-02 → 2021-12-22
  Woodbury Financial Services, Inc.
  La Jolla, CA
  La Jolla, CA
  San Diego, CA
• 2004-02-17 → 2013-12-06
  Mml Investors Services, Llc
  La Jolla, CA
  La Jolla, CA

Other Businesses

1) MICHAEL ALLEN; INV REL: YES; ADDRESS: 4275 EXECUTIVE SQUARE #400, LA JOLLA CA 92037; NATURE: IND LIFE, DI; POSITION: SALES/AGENT; START DATE: 01/2003; NUMBER HR/MO: 4; NUMBER HR/MO DURING SEC TRADING: 4. 2) NATIONAL UNIVERSITY; INV REL: NO; ADDRESS: 11255 NORTH TORREY PINES ROAD, LA JOLLA CA 92121; NATURE: TEACH CLASSES IN BUSINESS AND FINANCE; START DATE: 7/2008; NUMBER HR/MO: 20; NUMBER HR/MO DURING SEC TRADING: 0. 3) LA JOLLA PIA; INV REL: YES; ADDRESS: 4275 EXECUTIVE SQUARE #400, LA JOLLA CA 92037; NATURE: P&C INSURANCE; POSITION: REFER BUSINESS; START DATE: 1/2003; NUMBER HR/MO: 0; NUMBER HR/MO DURING SEC TRADING: 0. 4) MUNOZ FAMILY SCHOLARSHIP; POSITION: Founder NATURE: Offer scholarships to graduating high school seniors attending college INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016; ADDRESS: 4275 Executive square, Suite 200, La Jolla CA 92037, United States; DESCRIPTION: Help start the scholarship and advise accordingly regarding bylaws 5) TRUSTEEFRIEND; INV REL: YES; ADDRESS: 3556 S 5600 W, #1-960, SALT LAKE CITY, UT 84120; NATURE: REFERRALS FOR ESTATE PLANNING; POSITION: REFERER; START DATE: 7/2008; NUMBER HR/MO: 2; NUMBER HR/MO DURING SEC TRADING: 2

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-13
• S63 Uniform Securities Agent State Law Examination
  1999-09-24

Designations