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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-12 |
| MI | RA | APPROVED | 2018-11-07 |
Branch Locations
250 East Front Street, Traverse City, MI 49684 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Birmingham | MI | 03/2000 | 02/2018 |
| Td Ameritrade, Inc. | Traverse City | MI | 02/2018 | 10/2018 |
| Td Ameritrade Investment Management, Llc | Traverse City | MI | 02/2018 | 10/2018 |
| Jp Morgan Securities, Llc | Traverse City | MI | 10/2018 | Present |
| Jp Morgan Chase Bank, N.A. | Traverse City | MI | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-04 |
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