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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Pasadena | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
(1) Mapal Investments LLC; Real Estate Investments; Member / Co-Owner; 2 hours devoted per week; 0 during trading; Start May 2011. (2) 049 - Latitude 45, LLC; Investment Related; Real Estate; Sole Proprietor / Owner / Partner; Start February 2014; During business hours: 0; After business hours: 1. (3) 565829 - St Francis High School Board of Directors; Not Investment Related; La Canada, CA; Education; Board Member; Start October 2016; During business hours: 0; After business hours: 1; Fundraising. (4) LCF86 LLC; Real Estate; Investment Related; Pasadena, CA; Start January 2017; 0 hours. (5) 572 - Take One Racing LLC; Investment Related; La Canada, CA; Horse Breeding and Racing Stable; Officer, Partner; Start December 2017; During business hours: 0; After business hours: 5; Accounting/Bookkeeping, Administrative. (6) TK Capital LLC ; Investment Related; Sacramento, CA; Real Estate; 50% Owner; Start April 2018; During business hours: 0; After business hours: 0; Managing Member of the LLC. (7) 436530 - LCF86 V2 LLC; Investment Related ; Pasadena, CA; Real Estate; Officer; Start May 2021; During business hours: 0; After business hours: 2; Administrative. (8) 624437 - Rental Property; Investment Related: South Pasadena, CA; Rental Property; Sole Proprietor/Owner; Start January 2025; During business hours: 0; After business hours: 1; Property Management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-09 |
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