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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • CA RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Pasadena CA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Pasadena, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Burbank, CA
  • 2001-12-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Burbank, CA
    Burbank, CA
Other Businesses

(1) Mapal Investments LLC; Real Estate Investments; Member / Co-Owner; 2 hours devoted per week; 0 during trading; Start May 2011. (2) 049 - Latitude 45, LLC; Investment Related; Real Estate; Sole Proprietor / Owner / Partner; Start February 2014; During business hours: 0; After business hours: 1. (3) 565829 - St Francis High School Board of Directors; Not Investment Related; La Canada, CA; Education; Board Member; Start October 2016; During business hours: 0; After business hours: 1; Fundraising. (4) LCF86 LLC; Real Estate; Investment Related; Pasadena, CA; Start January 2017; 0 hours. (5) 572 - Take One Racing LLC; Investment Related; La Canada, CA; Horse Breeding and Racing Stable; Officer, Partner; Start December 2017; During business hours: 0; After business hours: 5; Accounting/Bookkeeping, Administrative. (6) TK Capital LLC ; Investment Related; Sacramento, CA; Real Estate; 50% Owner; Start April 2018; During business hours: 0; After business hours: 0; Managing Member of the LLC. (7) 436530 - LCF86 V2 LLC; Investment Related ; Pasadena, CA; Real Estate; Officer; Start May 2021; During business hours: 0; After business hours: 2; Administrative. (8) 624437 - Rental Property; Investment Related: South Pasadena, CA; Rental Property; Sole Proprietor/Owner; Start January 2025; During business hours: 0; After business hours: 1; Property Management.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-20
S63 Uniform Securities Agent State Law Examination 2001-11-09
  • S65 Uniform Investment Adviser Law Examination
    2001-11-20
  • S63 Uniform Securities Agent State Law Examination
    2001-11-09
Other Names
  • Kevin Andrew Danni

View on SEC IAPD

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