Stephen Robert Michaels

Current Employers

Employment History

• 01/1996 → Present
  Michaels & Associates
  Armonk, NY
• 08/2006 → 10/2022
  Woodbury Financial Services, Inc.
  Glastonbury, CT
• 10/2022 → Present
  Smith Brothers Financial, Llc
  Glastonbury, CT
• 10/2022 → Present
  Lpl Financial Llc
  Glastonbury, CT
• 10/2012 → Present
  Smith Brothers Insurance, Llc
  Glastonbury, CT

Previous Registrations

• 2014-03-07 → 2022-10-13
  Woodbury Financial Services, Inc.
  Armonk, NY
  Poughquag, NY
  Mahopac, NY
  Glastonbury, CT

Other Businesses

1) 10/2022- Smith Brothers Financial, LLC -DBA for LPL Business (entity for LPL business)- inv. related- Glastonbury, CT- start date 9/1/2017 2) 10/2022- Smith Brothers Insurance, LLC- Non-Variable Insurance- Agent selling Life, DI, LTC, Fixed Annuities - inv. related- Glastonbury, CT- start date 4/1/2012- 20hrs/mth 3) 10/25/2022 - Smith Brothers Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date - 09/19/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through Smith Brothers Financial, LLC, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-13
• S63 Uniform Securities Agent State Law Examination
  2001-09-13