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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-04 |
| IA | RA | APPROVED | 2023-12-05 |
Branch Locations
2323 Grand Ave Ste 210, Des Moines, IA 50312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Provident | West Desmoines | IA | 02/2003 | 12/2023 |
| Securities America, Inc. | West Des Moines | IA | 02/2008 | 12/2023 |
| Securities America Advisors, Inc | West Des Moines | IA | 02/2008 | 12/2023 |
| True Notrth Enterprises, Llc | West Des Moines | IA | 11/2005 | 12/2023 |
| Bearence Management Group | West Des Moines | IA | 02/2008 | 12/2023 |
| Brokers Clearing House | West Des Moines | IA | 01/2007 | 12/2023 |
| Lpl Financial Llc | West Des Moines | IA | 12/2023 | Present |
1) 11/2023 - SA3 Wealth / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-11 |
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