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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-18
CA RA APPROVED 2007-03-19
  • TX RA
    APPROVED_RES
    Since 2021-10-18
  • CA RA
    APPROVED
    Since 2007-03-19

Branch Locations

50 Route 111 Me - The Academy/Consumer Bnkg & Invest, Smithtown, NY 11787 • United States

555 California St, San Francisco, CA 94104 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. San Francisco CA 05/1997 Present
  • 05/1997 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    San Francisco, CA
Other Businesses

I*1537297 For profit or not for profit: Entity For Profit Name of outside business organization: JuJut Enterprises LLC Investment related: N Address of business: Florala, Alabama, 36442, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 6/1/2020 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Simple member that has 25% of earnings after expenses., Entity owns a piece of rental property in Florala, Alabama.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-07
  • S66 Uniform Combined State Law Examination
    2001-07-07
Other Names
  • Shelley A Saraniti

View on SEC IAPD

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