Richard Allen Gibson

Current Employers

Employment History

• 09/2014 → Present
  Lpl Financial, Llc
  Solana Beach, CA
• 09/2014 → Present
  Stratos Wealth Partners, Ltd
  Solana Beach, CA

Previous Registrations

• 2014-09-26 → 2024-12-04
  Stratos Wealth Partners, Ltd
  San Diego, CA
  Solana Beach, CA
  La Jolla, CA
• 2011-01-03 → 2014-10-01
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 2007-03-30 → 2011-01-03
  Wells Fargo Investments, Llc
  San Diego, CA
• 2005-01-25 → 2007-03-28
  U.S. Bancorp Advisors, Llc
  Los Angeles, CA
  Santa Monica, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

1) 10/29/2014 - STRATOS WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 100%. 2) 10/29/2014 - Stratos Wealth Partners, Ltd - DBA: (Hybrid) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/2014 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd, an independent investment advisor firm. I started this business activity in 9/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 01/29/2015 - GIBSON WEALTH MANAGEMENT INC - Investment Related - At Reported Business Location(s) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - Started 01/28/2015 - 10 Hours Per Month/0 Hours During Securities Trading. 4) 3/17/2020 - Guardtower Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/11/2020 - 240 Hours Per Month/240 Hours During Securities Trading. 5) 3/20/2020 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Guardtower Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 03/11/2020 - 240 Hours Per Month/200 Hours During Securities Trading. 6) 10/29/2021 - 3Mark Financial and Insurance Designers of America - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/09/2016 - 2 Hours Per Month/0 Hours During Securities Trading - Sale and service of fixed insurance 7) 08/25/2023 - Real Estate Rental - Office Sharing Agreement - Investment Related - At Reported Business Location(s) - Start Date 08/01/2023 - 0 Hours Per Month/ During Trading 8) 10/18/2023 - Guardtower Financial Services, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/01/2023 - 160 Hours Per Month/ 8 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-19
• S63 Uniform Securities Agent State Law Examination
  1999-10-08