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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-01-19
  • KY RA
    APPROVED
    Since 2024-01-19

Branch Locations

8011 New La Grange Rd Suite 2, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Louisville KY 03/2005 09/2021
Woodbury Financial Services Inc Louisville KY 09/2021 01/2024
Osaic Wealth, Inc. Louisville KY 01/2024 Present
Previous Registrations
  • 2021-09-30 → 2024-01-19
    Woodbury Financial Services, Inc.
    Louisville, KY
    Louisville, KY
    College Grove, TN
  • 2005-05-13 → 2021-10-08
    Louisville, KY
    Elizabethtown, KY
    Elizabethtown, KY
Other Businesses

1. TLL Holdings, LLC POSITION: owner NATURE: Other INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/03/2019 ADDRESS: 208 HIDDEN OAK PL, LOUISVILLE, Kentucky, 40222 DESCRIPTION: Property for my office. 2. Langdon Financial POSITION: President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 180 START DATE: 03/01/2006 ADDRESS: 8011 New LaGrange Rd Suite 2, LOUISVILLE, Kentucky, 40222 DESCRIPTION: S Corp for my financial services company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-12
S63 Uniform Securities Agent State Law Examination 2001-06-01
  • S66 Uniform Combined State Law Examination
    2005-05-12
  • S63 Uniform Securities Agent State Law Examination
    2001-06-01
Other Names
  • Travis L. Langdon

View on SEC IAPD

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