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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | South Portland | ME | 03/2001 | 11/2024 |
| Lpl Enterprise, Llc | Portland | ME | 11/2024 | Present |
1) 11/18/2024 - Congress Street Financial Group - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 01/10/2020 - 100hrs/mth - 60hrs During Trading 2) 12/10/2024 - Natalya Robbins dba Congress Street Financial Group - Speaker/ Seminar/ Workshops - I am hosting once a month zoom events for women. - INV Related - At Portland, ME - Start Date 11/18/2024 - 10hrs/mth - 0hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-10-26 |
| S65 | Uniform Investment Adviser Law Examination | 2003-04-28 |
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