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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2008-11-19 |
Branch Locations
400 Forest Avenue, Portland, ME 04101 • United States
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services Llc | Portland | ME | 10/2008 | 02/2020 |
| Key Investment Services Llc | Portland | ME | 02/2020 | Present |
SPELLBOUND BISCOTTI LLC. IT IS NOT INVESTMENT RELATED. 83 FRANCES STREET; PORTLAND, ME 04102; (207)541-3644. COOKIE MANUFACTURING COMPANY. MEMBER OF THE LLC. NO TITLE. 50% STAKEHOLDER OF THE LLC. THE LLC WAS CREATED ON 5/16/2010 AND I TOOK THE 50% STAKE ON THAT DATE. ZERO HOURS OF MY TIME ARE DEVOTED TO THAT BUSINESS. ZERO HOURS OF MY TIME ARE DEVOTED TO THAT BUSINESS DURING TRADING HOURS. THE OTHER BUSINESS DOES NOT HAVE ME PERFORM ANY DUTIES IN MY ROLE AS A MEMBER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-09 |
| S65 | Uniform Investment Adviser Law Examination | 2002-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-11 |
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