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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2021-05-10 |
| TX | RA | APPROVED | 2021-05-10 |
Branch Locations
480 Congress St, Portland, ME 04101 • United States
241 Us Route 1 Ste 101, Falmouth, ME 04105 • United States
770 Us Route 1, Yarmouth, ME 04096 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | ME | 05/2016 | 04/2021 |
| Bank Of America, N.A. | Portland | ME | 05/2016 | 04/2021 |
| Jp Morgan Chase Bank, N.A. | Portland | ME | 05/2021 | Present |
| J.P. Morgan Securities Llc | Portland | ME | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-10 |
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