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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Portland | ME | 01/2005 | 11/2024 |
| Prudential Insurance Company Of America | Portland | ME | 01/2005 | Present |
| Lpl Enterprise, Llc | Portland | ME | 11/2024 | Present |
1) 03/07/2025 - Johann Azzopardi - Property and Casualty - Service existing P&C policies. I do not write new business. - INV Related - At Portland, ME - Start Date 01/02/2023 - 1hrs/mth - 1hrs During Trading 2) 11/12/2024 - Azzopardi Financial Services - Business Entity For Tax/Investment Purposes Only - Sole Prop registered with IRS, used for Payroll purposes only. - Not INV Related - At Portland, ME - Start Date 06/01/2014 - 2hrs/mth - 0hrs During Trading 3) 11/12/2024 - Congress Street Financial Group - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 01/01/2020 - 160hrs/mth - 160hrs During Trading 4) 11/12/2024- Idrapozza Real Estate LLC- Property Management of rental real estate- Real Estate Rental- INV Related- Portland, ME- Start Date 01/01/2020- INV Related- Start Date 01/01/2020- 5hrs/mth- 5hrs during trading 5) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-09 |
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