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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-12
  • NY RA
    APPROVED
    Since 2021-08-12

Branch Locations

400 Forest Avenue, Portland, ME 04101 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Albany NY 01/2014 04/2019
Park Ave Securities Albany NY 02/2014 04/2019
Keybank Valatie NY 04/2019 Present
Key Investment Services Llc Cohoes NY 05/2019 07/2021
Key Investment Services Llc Brooklyn OH 07/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-10
  • S66 Uniform Combined State Law Examination
    2007-12-10
Other Names
  • Ronnie Mangione

View on SEC IAPD

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