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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-13 |
| ME | RA | APPROVED | 2025-09-08 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Salem | MA | 03/2003 | 11/2016 |
| Edward Jones | Saint Louis | MO | 11/2016 | 09/2025 |
| Lpl Financial | Portland | ME | 09/2025 | Present |
1. 08/2025 - DOUGLAS PAUL SMITH - Real Estate Rental - Investment Related - 5 Hrs/Mth - 0 Hrs During Trading - Portland, ME 04101 - OBA Start Date: 01/01/2025 2. 08/2025 - HANDY BOAT - Outside/W-2 Employment - Not Investment Related - 16 Hrs/Mth - 0 Hrs During Trading - FALMOUTH, ME 04105 - OBA Start Date: 05/31/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-17 |
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