Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-11-14 |
Branch Locations
1266 Congress Street, Portland, ME 04102 • United States
500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 09/2015 | 09/2017 |
| Pruco Securities, Llc. | Portland | ME | 02/2018 | 11/2024 |
| Not Employed | Scarborough | ME | 09/2017 | 02/2018 |
| Prudential Insurance Company Of America | Portland | ME | 03/2018 | Present |
| Lpl Enterprise, Llc | Portland | ME | 11/2024 | Present |
1) 08/21/2024- Congress Street Financial Group- DBA for LPL Business (entity for LPL business)- Financial, Retirement and Wealth Management Planning- INV Related- Wakefield, MA- Start Date 11/15/2024- 160hrs/mth- 1hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-26 |
Reach out to this advisor