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Robert M Mudd

Principal Asset Management

Des Moines, IA

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Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-07-05
  • IA RA
    APPROVED
    Since 2017-07-05

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Financial Group Des Moines IA 06/2000 06/2024
Princor Des Moines IA 03/2001 12/2018
Principal Funds Distributor, Inc. Des Moines IA 03/2017 Present
Principal Asset Management Des Moines IA 07/2017 Present
  • 06/2000 → 06/2024
    Principal Financial Group
    Des Moines, IA
  • 03/2001 → 12/2018
    Princor
    Des Moines, IA
  • 03/2017 → Present
    Principal Funds Distributor, Inc.
    Des Moines, IA
  • 07/2017 → Present
    Principal Asset Management
    Des Moines, IA
Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-15
  • S66 Uniform Combined State Law Examination
    2017-06-15

View on SEC IAPD

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OSAIC WEALTH, INC.
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AVANTAX PLANNING PARTNERS, INC.
PROSPECTIVE VALUE PARTNERS LLC

Other Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers
ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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