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Michael Louis Simon

Ep Wealth Advisors

Torrance, CA

Fort Wright, KY

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-06
KY RA APPROVED 2025-11-06
  • CA RA
    APPROVED
    Since 2025-11-06
  • KY RA
    APPROVED
    Since 2025-11-06

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

810 Wright's Summit Pkwy #100, Fort Wright, KY 41011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpha Mark, Llc. Ft. Mitchell KY 04/1999 04/2025
Ep Wealth Advisors, Llc. Torrance CA 04/2025 Present
  • 04/1999 → 04/2025
    Alpha Mark, Llc.
    Ft. Mitchell, KY
  • 04/2025 → Present
    Ep Wealth Advisors, Llc.
    Torrance, CA
Previous Registrations
  • 2000-01-01 → 2025-04-25
    Alphamark Advisors, Llc
    Ft. Wright, KY
    Ft. Mitchell, KY
Other Businesses

Dispenser Man, LLC; non-investment related; 828 Rosewood Drive Crescent Springs, KY 41017; Create and sell home art fixtures. Provide a rental service of hyperbaric chambers; position: owner; State Date: 5/4/2020; 0 hours per week during trading. CCM Barnwood LLC; non-investment related; 157 Barnwood Dr Edgewood, KY 41017; Real Estate; Silent owner; start date: 11/1/2009; 0 hours per week during trading hours; Combined Care Management LLC; non-investment related; 157 Barnwood Drive Edgewood, KY 41017; The company provides medical assisted weight loss; Owner; 11/1/2009; 0 hours per week during trading hours MK Charters, LLC non-investment related;828 Rosewood Drive, Crescent Springs, KY 41017, Review business plan and provide investment capital. My partner is responsible for any physical involvement. ;Co-owner; 1hr per week; outside trading hours

Designations

View on SEC IAPD

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