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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-11-07 |
Branch Locations
4275 Executive Square 7Th Floor, La Jolla, CA 92037 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Securities, Inc. | San Diego | CA | 04/2010 | 10/2019 |
| Comerica Bank | San Diego | CA | 03/2010 | 10/2019 |
| City National Bank | La Jolla | CA | 10/2019 | Present |
Name - Litton Enterprises Investment Related - No Address - 19015 Dellabrooke Farm Way, Brookeville, MD 20833 Nature of Business - Litton Enterprises is an S-Corp created by myself and my brother and it's sole purpose is as a minority share holder in a minor league baseball team. We own approximately .009% of the Norfolk Tides baseball team, which was inherited by our late father. We are not involved in any way of managing the team or organization. Position - Officer Tile or Relationship - The entity is a S-Corp with two owners, myself and my brother. Start Date - 01/01/2004 Hrs/Month - 0 Hrs/ Month during Trading Hours - 0 Description - S Corp
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-17 |
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