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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2003-03-07 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Clovis, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial Group | Clovis | CA | 10/2000 | Present |
| Principal Securities Inc | Clovis | CA | 01/2001 | Present |
GROUP BENEFITS, SELLING GROUP BENEFITS THRU VARIOUS COMPANIES, 2009-PRESENT, NOT INVESTMENT RELATED,CA ***Benevolent And Protective Order of Elks Clovis No 2599; Not Investment Related; Clovis, CA; President; local lodge, not for profit volunteer organization. Running lodge meetings, organizing committees, attending state and regional meetings. No financial authority of financial responsibility. No check writing or investment decisions.; Start Date: 04/01/2020; 40 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-08 |
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