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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| IA | RA | APPROVED | 2010-05-07 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Readlyn, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Des Moines | IA | 09/1995 | Present |
| Principal Securities Inc | Des Moines | IA | 03/2016 | Present |
***Rental income; Not Investment Related; Tofte, MN; Owner; Receives rental income.; Start Date: 07/01/2021; 1 hrs per month; 0 during trading hours. BOLD NORTH, LLC POSITION: Partner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/17/2023 ADDRESS: 432 8th Street, Box 27, Readlyn IA 50668, United States DESCRIPTION: My husband and I have started an LLC. Bold North, LLC will be purchasing a rental property within the next few months. We will later be buying homes to renovate and provide remodeling services. We will be working on our business nights and weekends. Hours per month, unknown at this time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-24 |
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