Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-06-01 |
| NV | RA | APPROVED | 2026-01-06 |
| MO | RA | APPROVED | 2025-06-23 |
| IL | RA | APPROVED | 2025-03-14 |
| MN | RA | APPROVED | 2023-08-30 |
| DC | RA | APPROVED | 2022-06-28 |
| NE | RA | APPROVED | 2022-03-21 |
| IA | RA | APPROVED | 2021-11-01 |
| LA | RA | APPROVED | 2021-10-29 |
| KS | RA | APPROVED | 2021-10-28 |
| PA | RA | APPROVED | 2021-09-14 |
| NY | RA | APPROVED | 2021-04-16 |
| ND | RA | APPROVED | 2021-02-16 |
| HI | RA | APPROVED | 2021-02-05 |
| TX | RA | APPROVED_RES | 2021-01-06 |
| NC | RA | APPROVED | 2020-01-17 |
| MS | RA | APPROVED | 2020-01-14 |
| UT | RA | APPROVED | 2020-01-09 |
| AZ | RA | APPROVED | 2019-02-14 |
| WI | RA | APPROVED | 2018-10-30 |
| CO | RA | APPROVED | 2018-01-24 |
| AR | RA | APPROVED | 2017-10-24 |
| NH | RA | APPROVED | 2017-05-31 |
| OR | RA | APPROVED | 2017-05-30 |
| FL | RA | APPROVED | 2016-01-27 |
| SC | RA | APPROVED | 2016-01-13 |
| AL | RA | APPROVED | 2015-07-23 |
| CA | RA | APPROVED | 2015-07-07 |
| WA | RA | APPROVED | 2015-07-06 |
| VA | RA | APPROVED | 2015-07-02 |
| MI | RA | APPROVED | 2014-07-21 |
| GA | RA | APPROVED | 2014-05-16 |
| OH | RA | APPROVED | 2013-08-02 |
| IN | RA | APPROVED | 2013-06-12 |
| KY | RA | APPROVED | 2013-06-12 |
Branch Locations
9300 Shelbyville Road Suite 320, Louisville, KY 40222 • United States
Georgetown, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Louisville | KY | 12/2003 | 06/2024 |
| Park Avenue Securities | Louisville | KY | 02/2004 | 06/2024 |
| Park Avenue Securities | Evansville | IN | 03/2023 | 06/2026 |
| Guardian Life Insurance Company | Evansville | IN | 03/2023 | 06/2026 |
| Guardian Life Insurance Company | Georgetown | IN | 06/2024 | Present |
| Park Avenue Securities | Georgetown | IN | 06/2024 | Present |
| Guardian Life Insurance Company | Louisville | KY | 06/2026 | Present |
| Park Avenue Securities | Louisville | KY | 06/2026 | Present |
1. ADVISORY BOARD, Work on an advisory board for my church. We advise the leadership of the church on items ranging from ministry planning, building projects and leadership salary increases., Start: 01-01-2010, Address: 2326 Veterans Parkway Jeffersonville, IN 47130, 4 bus hrs per month, Not investment related, 2. INSURANCE SERVICES-At times I may be in a situation where I need to write financial products other than those with Guardian, Start: 01/01/2003, Address: 9300 Shelbyville Road, Suite 320 Louisville, KY 40222, 2 bus hrs per month; 2 during securities trading hours, Investment related, Less than 10% annual Compensation, 3. RC Brace Mgmt- This entity was set up by my CPA for tax purposes., Start: 08/04/2021, Address: 6111 State Road 62 Georgetown, IN 47122, 0 total hours per month 0 during securities trading hours, Not Investment related, No annual compensation, 4. MedPoint Student Loan Solutions, Start Date: 1/1/2026, Nature: Student Loan Financing & Refinancing services, Address: 6111 State Road 62 Georgetown, IN 47122, Duties: Owner/Assisting clients & prospects in evaluating & selecting the refinancing option that best aligns with their overall financial plan, 5 total hours per month; 4 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-25 |
Reach out to this advisor