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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-03-18 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Richardson, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Addison | TX | 01/2005 | Present |
| Principal Securities | Richardson | TX | 02/2005 | Present |
**BAERGEN PRODUCTIONS INC 320 MEADCREST DR RICHARDSON TX 75080, NOT INVESTMENT RELATED, WIFE'S S-CORP FOR FUTURE USE, NO CURRENT BUSINESS ACTIVITY, VP/TREASURER, 1/2004-PRESENT **THE CROWN HOMEOWNERS ASSOCIATION POSITION: Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2025 ADDRESS: 36 Crown Pl, Richardson TX 75080, United States DESCRIPTION: Board member (landscape committee) of HOA where I live. Small neighborhood, only 60 houses.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-07-27 |
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