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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-17 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Rosenberg, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Houston | TX | 06/2013 | 08/2018 |
| Sunamerica Capital Services Inc | Houston | TX | 10/2013 | 08/2018 |
| Principal Life Insurance | Des Moines | IA | 08/2018 | Present |
| Principal Securities Inc | Des Moines | IA | 08/2018 | Present |
| Principal Funds Distributor, Inc | Des Moines | IA | 09/2022 | Present |
**Mineral Rights; Not Investment Related; Rosenberg, TX; Owns mineral rights and receives passive income.; Start Date: 06/08/2020; 2 hrs per month; 0 during trading hours. **CSW PROPERTIES POSITION: Partner/Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 12/23/2024 ADDRESS: 5473 Blair Rd Ste 100 PMB, Dallas TX 75231-4227, United States DESCRIPTION: I am a 25% partner/owner in the LLC. The proposed business activities will be managing and renting out rental properties on our land and charging a fee for trucks/diesels parking on our personal land.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-28 |
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