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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-04-05 |
| KY | RA | APPROVED | 2018-09-28 |
Branch Locations
8134 New La Grange Rd Ste 202, Louisville, KY 40222 • United States
749 W 1St Street, Morehead, KY 40351 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T Smith Financial, Llc | Louisville | KY | 01/2009 | 09/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Louisville | KY | 10/2015 | 09/2018 |
| Waddell & Reed, Inc. | Louisville | KY | 10/2015 | 09/2018 |
| Midland National Life Insurance Company | Louisville | KY | 08/2011 | 09/2018 |
| Anthem Life Insurance Company | Louisville | KY | 01/2015 | 09/2018 |
| T Smith Enterprises Llc | Louisville | KY | 01/2010 | 09/2018 |
| T Smith Enterprises Llc Dba Crestpointe Wealth Group | Louisville | KY | 03/2018 | 09/2018 |
| Lpl Financial Llc | Louisville | KY | 09/2018 | Present |
1)09/28/2018 - DBA for LPL Business (entity for LPL business) - Wealthline Financial Advisors - 100% - INVESTMENT RELATED - LOUISVILLE, KY 40222 2)09/28/2018 - Business Entity For Tax/Investment Purposes Only - T Smith Enterprises, LLC - 10% - INVESTMENT RELATED - LOUISVILLE, KY 40245 3)09/28/2018 - Non-Variable Insurance - Midland National Life Insurance Company -0% - INVESTMENT RELATED - LOUISVILLE, KY 40245
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-19 |
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