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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-08-27
  • MN RA
    APPROVED
    Since 2020-08-27

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

8000 Norman Center Drive Suite 610, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Minnetonka MN 09/2015 08/2020
Usi Advisors, Inc. Glastonbury CT 08/2020 Present
Usi Consulting Group, Inc. Glastonbury CT 08/2020 Present
Associated Trust Company Minnetonka MN 08/2015 08/2020
Usi Securities, Inc. Glastonbury CT 01/2021 Present
  • 09/2015 → 08/2020
    Minnetonka, MN
  • 08/2020 → Present
    Usi Advisors, Inc.
    Glastonbury, CT
  • 08/2020 → Present
    Usi Consulting Group, Inc.
    Glastonbury, CT
  • 08/2015 → 08/2020
    Associated Trust Company
    Minnetonka, MN
  • 01/2021 → Present
    Usi Securities, Inc.
    Glastonbury, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-30
S63 Uniform Securities Agent State Law Examination 2001-01-18
  • S65 Uniform Investment Adviser Law Examination
    2015-12-30
  • S63 Uniform Securities Agent State Law Examination
    2001-01-18

View on SEC IAPD

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