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95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-08-27 |
Branch Locations
95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States
8000 Norman Center Drive Suite 610, Bloomington, MN 55437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Minnetonka | MN | 09/2015 | 08/2020 |
| Usi Advisors, Inc. | Glastonbury | CT | 08/2020 | Present |
| Usi Consulting Group, Inc. | Glastonbury | CT | 08/2020 | Present |
| Associated Trust Company | Minnetonka | MN | 08/2015 | 08/2020 |
| Usi Securities, Inc. | Glastonbury | CT | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-18 |
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