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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED_RES | 2020-11-12 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Louisville | KY | 11/2006 | Present |
| First Allied Securities, Inc | San Diego | CA | 11/2013 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 11/2013 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Lousiville | KY | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.) DAVIS FINANCIAL SERVICES, INC.; DBA; START DATE 11/13/2013; 160 HOURS PER MONTH 2.) KENTUCKY COLLABORATIVE FAMILY NETWORK; TREASURER; NON-PROFIT ORGANIZATION; START DATE 02/13/2014; 8 HOURS PER MONTH. 3.) JAMES A MAYFIELD ESTATE; EXECUTOR; FIDUCIARY POSITION(TRUSTEE,POA,EXECUTOR,ECT) START DATE 10/02/2017; 4 HOURS PER MONTH. 4.) DAVIS, MAYFIELD AND ASSOCIATES; FINANCIAL ADVISOR; DBA(ONLY OFFERS FIRST ALLIED PRODUCTS/SERVICES); 4 HOURS PER MONTH. 5.) DAVIS, MAYFIELD AND ASSOCIATES; AGENT; INSURNACE; START DATE 08/05/2019; 8 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-02-01 |
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