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Current Employers
G.W. Sherwold Associates, Inc

22994 El Toro Rd, Lake Forest, CA 92630 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-02-09
  • CA RA
    APPROVED
    Since 2017-02-09

Branch Locations

22994 El Toro Road, Lake Forest, CA 92630 • UNITED STATES

22994 El Toro Road, Lake Forest, CA 92630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
G.W. Sherwold Associates, Inc Lake Forest CA 08/2001 Present
Other Businesses

I AM A SELF-EMPLOYED NOTARY PUBLIC. THIS BUSINESS IS NOT INVESTMENT RELATED. I PROVIDE NOTARIAL SERVICES. I PRACTICE THIS ACTIVITY APPROXIMATELY 10 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-09
S63 Uniform Securities Agent State Law Examination 2002-05-07
  • S65 Uniform Investment Adviser Law Examination
    2017-02-09
  • S63 Uniform Securities Agent State Law Examination
    2002-05-07
Other Names
  • Thomas Patrick Flynn

View on SEC IAPD

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