Michael Nmn Welz

Glastonbury, CT

Claim This Profile

Current Employers

Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-06-12
CT	RA	APPROVED	2010-03-05

TX RA
APPROVED

Since 2014-06-12
CT RA
APPROVED

Since 2010-03-05

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Usi Consulting Group	Glastonbury	CT	02/2010	Present
Usi Securities, Inc.	Glastonbury	CT	02/2010	Present
Usi Advisors	Glastonbury	CT	07/2014	Present

02/2010 → Present

Usi Consulting Group

Glastonbury, CT
02/2010 → Present

Usi Securities, Inc.

Glastonbury, CT
07/2014 → Present

Usi Advisors

Glastonbury, CT

Previous Registrations

2005-10-28 → 2010-02-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT

Fairfield, CT
2003-07-01 → 2005-11-01

Wells Fargo Clearing Services, Llc

Westport, CT
2001-03-28 → 2003-07-01

Prudential Equity Group, Llc

Westport, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-01-29
S63	Uniform Securities Agent State Law Examination	2001-01-11

S65 Uniform Investment Adviser Law Examination

2001-01-29
S63 Uniform Securities Agent State Law Examination

2001-01-11

Designations

Other Names

Michael Welz

View on SEC IAPD

Other Firms

USI SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

JANNEY MONTGOMERY SCOTT LLC

INTEGRATED WEALTH CONCEPTS LLC

CORNERSTONE PLANNING GROUP

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella

STUART SELLARS WALLACE

JOSEPH MICHAEL MATTIA

DENISE M OBRIEN

JOSEPH FRANK DEROSA

BINDU MUKUNDRAY PATEL

CHRISTOPHER JOHN MARTIN

Other Offices

USI SECURITIES, INC. · GLASTONBURY, CT

AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT

CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT

AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT

JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT

INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT

CORNERSTONE PLANNING GROUP · Glastonbury, CT

USI ADVISORS · Glastonbury, CT

More in Glastonbury, CT

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