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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-09-06 |
| TX | RA | APPROVED_RES | 2024-09-06 |
Branch Locations
2950 Breckenridge Ln., Suite 6, Louisville, KY 40220 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caufield & Associates | Louisville | KY | 01/2000 | Present |
| Parkland Securities | Ann Arbor | MI | 08/2014 | 09/2024 |
| Lpl Financial Llc | Louisville | KY | 09/2024 | Present |
1- 07/2024 / JEFFREY L CAUFIELD II / Non-Variable Insurance / Inv Rltd / 160 hrs mnth / 8 hr during trading / start 09/01/1999 2- 07/2024 / JEFFREY L CAUFIELD II / Real Estate Rental / Inv Rltd / start 01/01/2023 3- 07/2024 / Corvus Capital LLC / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hrs mnth / 8 hrs during trading / start 6/27/2024 4- 07/2024 / Caufield & Associates, Inc. / Business Entity For Tax/Investment Purposes Only / Non Inv Rltd / 160 hrs mnth / 8 hrs during trading / start 09/01/1999 5- 07/2024 / The Old Templar Holy Catholic Apostolic Church / Church-Priest / start 09/06/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-09 |
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