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Gregory Hayden Raue

LPl Financial LLC

Tarrytown, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

120 White Plains Rd Ste 112, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fox Lane Sports Boosters Club, Inc. (Volunteer) Bedford NY 03/2009 Present
National Planning Corporation Tarrytown NY 02/2013 11/2017
Lpl Financial Llc Tarrytown NY 11/2017 Present
Lexco Wealth Management, Inc. Tarrytown NY 12/2017 Present
  • 03/2009 → Present
    Fox Lane Sports Boosters Club, Inc. (Volunteer)
    Bedford, NY
  • 02/2013 → 11/2017
    National Planning Corporation
    Tarrytown, NY
  • 11/2017 → Present
    Tarrytown, NY
  • 12/2017 → Present
    Lexco Wealth Management, Inc.
    Tarrytown, NY
Previous Registrations
  • 2018-01-26 → 2021-12-31
    Lexco Wealth Management, Inc.
    Tarrytown, NY
Other Businesses

1. 5/15/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/11/2018 - 20 Hours Per Month/15 Hours During Securities Trading. 2. 10/30/2018 - LEXCO Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2013 - 120 Hours Per Month/80 Hours During Securities Trading. 3. 12/19/2018 - LEXCO Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 12/01/2017 - 3 Hours Per Month During Securities Trading - I provide financial planning and consulting services through LEXCO Wealth Management, Inc., an independent investment advisor firm. I started this business activity in 12/2017. I expect to spend approximately 3 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-11
S63 Uniform Securities Agent State Law Examination 2013-03-19
  • S65 Uniform Investment Adviser Law Examination
    2018-01-11
  • S63 Uniform Securities Agent State Law Examination
    2013-03-19

View on SEC IAPD

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