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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-06-07 |
| TX | RA | APPROVED | 2019-06-07 |
Branch Locations
540 Lake Cook Rd Ste 450, Deerfield, IL 60015-5829 • United States
Gurnee, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Deerfield | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Deerfield | IL | 11/2016 | 06/2019 |
| Ameriprise Financial Services, Inc. | Deerfield | IL | 06/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Deerfield | IL | 03/2020 | Present |
Fiduciary Activities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-12-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-05-17 |
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