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Heather Szczepanski

J.P. Morgan Securities LLC

Las Vegas, NV

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2015-12-04
TX RA APPROVED_RES 2014-06-11
UT RA APPROVED 2014-06-09
NV RA APPROVED 2012-10-01
  • AZ RA
    APPROVED
    Since 2015-12-04
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • UT RA
    APPROVED
    Since 2014-06-09
  • NV RA
    APPROVED
    Since 2012-10-01

Branch Locations

9911 W. Charleston Blvd, Ste. 1, Las Vegas, NV 89117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wamu Investments, Inc. Henderson NV 03/2009 Present
J.P. Morgan Securities Llc Las Vegas NV 10/2012 Present
Jpmorgan Chase Bank, N.A. Las Vegas NV 03/2009 Present
  • 03/2009 → Present
    Wamu Investments, Inc.
    Henderson, NV
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Las Vegas, NV
  • 03/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Las Vegas, NV
Previous Registrations
  • 2009-05-06 → 2012-10-01
    Chase Investment Services Corp.
    Henderson, NV
    Henderson, NV
    Henderson, NV
    North Las Vegas, NV
    Henderson, NV
    Henderson, NV
    Henderson, NV
    Las Vegas, NV
    Henderson, NV
    Las Vegas, NV
    Henderson, NV
  • 2007-09-24 → 2008-12-22
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Henderson, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-13
S63 Uniform Securities Agent State Law Examination 2001-02-22
  • S65 Uniform Investment Adviser Law Examination
    2007-09-13
  • S63 Uniform Securities Agent State Law Examination
    2001-02-22
Other Names
  • Heather Diane Oke
  • Heather Diane Szczepanski
  • Heather D Oke
  • Heather D Szczepanski

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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