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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-27 |
| CT | RA | APPROVED | 2009-10-05 |
| NC | RA | APPROVED | 2009-10-05 |
Branch Locations
1495 Black Rock Tpke Ste 2A, Fairfield, CT 06825-4165 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Stratford | CT | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Stratford | CT | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Fairfield | CT | 03/2020 | Present |
Business Ownership; D. Freddino & Associates, LLC; Owner; Manage Ameriprise Business; 2 Krystalle Lane, , Oxford, CT, 06478; Investment-Related; 03/19/2025; 60 hours per month; 20 to 39 during trading hours. Board of Directors; Naugatuck Exchange Foundation; President; P.O. Box 641, , Naugatuck, CT, 6770; Not Investment-Related; 06/07/2019; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-07 |
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