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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-05-16 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Urbandale, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Des Moines | IA | 02/2018 | Present |
| Principal Life Insurance Co. | Des Moines | IA | 08/1989 | Present |
***Donald Fischer Children Partnership; Not Investment Related; 11937 Rainbow Ridge, Marshfield, WI 54449; Partner; Passive partner with siblings, partnership owns rental property.; Start Date: 01/01/2004; 0 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-14 |
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