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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-05-16
  • IA RA
    APPROVED
    Since 2018-05-16

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Urbandale, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Des Moines IA 02/2018 Present
Principal Life Insurance Co. Des Moines IA 08/1989 Present
  • 02/2018 → Present
    Des Moines, IA
  • 08/1989 → Present
    Principal Life Insurance Co.
    Des Moines, IA
Other Businesses

***Donald Fischer Children Partnership; Not Investment Related; 11937 Rainbow Ridge, Marshfield, WI 54449; Partner; Passive partner with siblings, partnership owns rental property.; Start Date: 01/01/2004; 0 hrs per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-14
  • S66 Uniform Combined State Law Examination
    2018-05-14
Other Names
  • Donna Marie Fischer

View on SEC IAPD

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