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David Wayne Pezzillo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Las Vegas, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-06-05
ID RA APPROVED 2012-03-29
NV RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-06-05
  • ID RA
    APPROVED
    Since 2012-03-29
  • NV RA
    APPROVED
    Since 2009-10-23

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 10/2009 Present
Bank Of America, Na Las Vegas NV 11/2009 Present
Previous Registrations
  • 2002-09-27 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Pahrump, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-02
S63 Uniform Securities Agent State Law Examination 2001-01-05
  • S65 Uniform Investment Adviser Law Examination
    2002-05-02
  • S63 Uniform Securities Agent State Law Examination
    2001-01-05

View on SEC IAPD

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YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
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