Best Investors
Account
Sign in
Best Investors
Account
Sign in
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-04-19 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Wilton | CT | 04/2016 | Present |
| Kestra Investment Services, Llc | Wilton | CT | 03/2016 | Present |
Business Name: DB3 Management, LLC Investment Related: No Address: 57 Danbury Road, Suite 204 Wilton CT 06897 Nature of Business: Other Other/None of the Above LLC was established for business operating account Position, Title or Relationship: Sole Member Start Date: 4/30/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Owner of operating account, deposit commissions and fees and pay business expensesBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Interlock Financial Investment Related: Yes Address: 57 Danbury Road, Suite 204 Wilton CT 06897 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Principal Advisor Start Date: 10/10/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Perform investment advisory, financial planning and insurance related services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-10 |
Reach out to this advisor