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Michael Shea Behner

Nautilus Advisors LLC

La Jolla, CA

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Current Employers
Nautilus Advisors Llc

888 Prospect St. Suite 200, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

888 Prospect St. Suite 200, La Jolla, CA 92037 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nautilus Advisors Llc San Diego CA 09/2010 Present
Previous Registrations
  • 2005-03-02 → 2010-09-07
    New England Securities
    San Diego, CA
    San Diego, CA
  • 2003-10-20 → 2005-02-16
    Citicorp Investment Services
    San Diego, CA
  • 2000-05-04 → 2003-02-12
    Prudential Equity Group, Llc
    La Jolla, CA
Other Businesses

INDIVIDUAL AND GROUP HEALTH INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-23
S63 Uniform Securities Agent State Law Examination 1999-11-01
  • S65 Uniform Investment Adviser Law Examination
    1999-11-23
  • S63 Uniform Securities Agent State Law Examination
    1999-11-01
Designations
Other Names
  • Mike Behner

View on SEC IAPD

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