Best Investors
Account
Sign in
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-17 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
40 E. Alamar Ave., Santa Barbara, CA 93105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc. | Seattle | WA | 02/2014 | 02/2018 |
| Wilson & Albers Company, Llc | Tacoma | WA | 08/2015 | 02/2018 |
| Gwfs Equities, Inc | Greenwood Village | CO | 02/2018 | 10/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2021 | 05/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2021 | 05/2022 |
| Lpl Financial Llc | Redlands | CA | 05/2022 | 11/2024 |
| Global Retirement Parnters, Llc | San Rafael | CA | 05/2022 | Present |
1)04/18/2022 - HUB International Insurance Services, Inc. - Inv Rel - At Reported Business Location(s) - Start: 02/2017 2)04/18/2022 - HUB Retirement and Wealth Management - Inv Rel - At Reported Business Location(s) - Start: 05/2022 3)04/18/2022 - HUB International - Registered Admin - Inv Rel - At Reported Business Location(s) - Start: 05/2022 - 160 Hr/Mth 4)04/18/2022 - HUB International Investment Services, Inc. - Accommodation Broker/Dealer - Non-Inv Rel - At Reported Business Location(s) 5) 05/18/2022 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 04/12/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-23 |
| S65 | Uniform Investment Adviser Law Examination | 2006-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-18 |
Reach out to this advisor