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Orlando Deshawn Allen

LPl Financial LLC

Louisville, KY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-02-06
TX RA APPROVED 2007-03-28
IN RA APPROVED 2007-01-08
  • KY RA
    APPROVED
    Since 2019-02-06
  • TX RA
    APPROVED
    Since 2007-03-28
  • IN RA
    APPROVED
    Since 2007-01-08

Branch Locations

1300 Clear Springs Trce Ste 1, Louisville, KY 40223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Jeffersonville IN 01/2007 Present
Previous Registrations
Other Businesses

1. 10/30/2006 - ALLEN CAPITAL CONSTRUCTION - Not Investment Related - Other-Business Owner - 1% TIME SPENT - CONSTRUCTION OF RESIDENTIAL HOMES. 2. 10/30/2006: ALLEN CAPITAL ACCOUNTING - CPA/BOOKKEEPER/TAX PREPARER - Time Spent 0% - MY SPOUSE IS A LICENSED CPA, NOT CURRENTLY ACTIVE, BUT MAY BE IN THE FUTURE. 3. 10/30/2006 - ALLEN FINANCIAL MANAGEMENT GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 10/30/2006 - No Business Name - Investment Related - Real Estate Rental - 1% TIME SPENT - I OWN RENTAL PROPERTY WITH SPOUSE: TOMISHA LOVELY-ALLEN. THE ADDRESS IS 3817 ALGONQUIN PKWY, LOUSIVILLE KY. 5. 10/30/2006 - No Business Name - Investment Related - Real Estate Rental - 1% TIME SPENT - RENTAL PROPERTY WITH WIFE: 1162 S. 43RD ST, LOUISVILLE KY. 6. 10/30/2006 - No Business Name - Investment Related - Real Estate Rental - 1% TIME SPENT - RENTAL PROP. WITH SPOUSE: 4023 SUNSET AVE, LOUISVILLE, KY. 7. 3/8/2007 - ALLEN CAPITAL LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - 3% TIME SPENT - ALLEN CAPITAL LLC IS AN LLC THAT OWNS ALLEN CAPITAL CONSTRUCTION AND ALLEN CAPITAL ACCOUNTING AS WELL AS ALLEN FINANCIAL MANAGEMENT GROUP. 8. 1/11/2017 - No Business Name - Investment Related - Jeffersonville, IN/LOUISVILLE, KY - Real Estate Rental - Started 08/01/1998 - 4 Hours Per Month/2 Hours During Securities Trading. 9. 1/19/2017 - LTC Partners - investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/24/2016 - 1 Hour Per Month During Securities Trading. 10. 08/01/2019 - Allen Financial Group (AFG) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/17/2019 - 40 Hours Per Month/40 Hours During Securities Trading. 11. 11/15/2023 - AC Developers - Non Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 7/1/2023 - 2 Hrs/Mo; 1 Hr During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-05
  • S66 Uniform Combined State Law Examination
    2005-10-05

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