Derek Seiyu Uehara

Current Employers

Employment History

• 01/2010 → Present
  Raymond James Financial Services, Inc.
  Las Vegas, NV
• 01/2010 → Present
  Raymond James Financial Services Advisors, Inc.
  Las Vegas, NV
• 12/2013 → Present
  N/A
  Las Vegas Or Henderson, NV

Previous Registrations

• 2000-10-31 → 2010-01-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Las Vegas, NV
  Las Vegas, NV

Other Businesses

(1)Name of Business: Fawnskin, CA 92333 Address: 47 Lakeview , Fawnskin, CA, 92333, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: No Start Date: 05/25/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Book Title: "Don't be a zombie -- seize control while you still can!" Address: 2505 Anthem Village Drive, E381, Henderson, NV, 89052, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 07/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Writer. (3)Name of Business: NA Address: Site of event/meeting (will vary)., Las Vegas or Henderson, NV, 89102, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 12/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Emcee special events and faciliate group meetings (strategic planning). (4)Name of Business: Uehara Financial & Longevity Planning Address: 9205 W. Russell Road, Suite 240, Las Vegas, NV, 89148, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 02/18/2019 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Adviser to clients. (5)Name of Business: Uehara Financial Group, LLC Address: 9205 W. Russell Road, Suite 240, Las Vegas, NV, 89148, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/03/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor affiliated with Raymond James Financial Services, Inc.

Exams

• S66 Uniform Combined State Law Examination
  2000-10-04

Designations