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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-02 |
| NJ | RA | APPROVED | 2026-02-27 |
| NY | RA | APPROVED | 2022-05-23 |
Branch Locations
180 Glastonbury Boulevard Suite 200, Glastonbury, CT 06033 • United States
23 East Main St, Clinton, NJ 08809 • United States
110 Crystal Run Road, Middletown, NY 10941 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Poughkeepsie | NY | 12/2013 | 07/2019 |
| Marc Gravatt | Poughkeepsie | NY | 04/2014 | 07/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2014 | 07/2019 |
| Robin Ackerman | Poughkeepsie | NY | 04/2015 | 11/2017 |
| 1015 Associates | Goshen | NY | 05/2019 | 05/2020 |
| Unemployed | Monroe | NY | 05/2020 | 10/2020 |
| Christopher Marshall | New York | NY | 11/2020 | 11/2020 |
| Alan Balayants | New York | NY | 11/2020 | 11/2020 |
| Christopher Marshall | New York | NY | 12/2020 | 03/2021 |
| Alan Balayants | New York | NY | 12/2020 | 03/2021 |
| Northwestern Mutual Investment Services, Llc | New York | NY | 12/2020 | 03/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2021 | 03/2021 |
| Third Eye Associates, Ltd. | Red Hook | NY | 07/2021 | 10/2021 |
| Commonwealth Financial Network | Waltham | MA | 10/2021 | 06/2022 |
| Unemployed | Monroe | NY | 03/2021 | 07/2021 |
| Commonwealth Financial Network | Waltham | MA | 06/2022 | Present |
1. Co-owner, Omnica Wealth; a private entity established to facilitate securities, advisory, and insurance business; Located in Middletown, NY 10941; as of 10/06/2025; 100% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; as of 4/01/2026; 1% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-23 |
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