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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-03-02
NJ RA APPROVED 2026-02-27
NY RA APPROVED 2022-05-23
  • CT RA
    APPROVED
    Since 2026-03-02
  • NJ RA
    APPROVED
    Since 2026-02-27
  • NY RA
    APPROVED
    Since 2022-05-23

Branch Locations

180 Glastonbury Boulevard Suite 200, Glastonbury, CT 06033 • United States

23 East Main St, Clinton, NJ 08809 • United States

110 Crystal Run Road, Middletown, NY 10941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Poughkeepsie NY 12/2013 07/2019
Marc Gravatt Poughkeepsie NY 04/2014 07/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2014 07/2019
Robin Ackerman Poughkeepsie NY 04/2015 11/2017
1015 Associates Goshen NY 05/2019 05/2020
Unemployed Monroe NY 05/2020 10/2020
Christopher Marshall New York NY 11/2020 11/2020
Alan Balayants New York NY 11/2020 11/2020
Christopher Marshall New York NY 12/2020 03/2021
Alan Balayants New York NY 12/2020 03/2021
Northwestern Mutual Investment Services, Llc New York NY 12/2020 03/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2021 03/2021
Third Eye Associates, Ltd. Red Hook NY 07/2021 10/2021
Commonwealth Financial Network Waltham MA 10/2021 06/2022
Unemployed Monroe NY 03/2021 07/2021
Commonwealth Financial Network Waltham MA 06/2022 Present
  • 12/2013 → 07/2019
    Northwestern Mutual Investment Services, Llc
    Poughkeepsie, NY
  • 04/2014 → 07/2019
    Marc Gravatt
    Poughkeepsie, NY
  • 05/2014 → 07/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2015 → 11/2017
    Robin Ackerman
    Poughkeepsie, NY
  • 05/2019 → 05/2020
    1015 Associates
    Goshen, NY
  • 05/2020 → 10/2020
    Unemployed
    Monroe, NY
  • 11/2020 → 11/2020
    Christopher Marshall
    New York, NY
  • 11/2020 → 11/2020
    Alan Balayants
    New York, NY
  • 12/2020 → 03/2021
    Christopher Marshall
    New York, NY
  • 12/2020 → 03/2021
    Alan Balayants
    New York, NY
  • 12/2020 → 03/2021
    Northwestern Mutual Investment Services, Llc
    New York, NY
  • 01/2021 → 03/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2021 → 10/2021
    Third Eye Associates, Ltd.
    Red Hook, NY
  • 10/2021 → 06/2022
    Waltham, MA
  • 03/2021 → 07/2021
    Unemployed
    Monroe, NY
  • 06/2022 → Present
    Waltham, MA
Other Businesses

1. Co-owner, Omnica Wealth; a private entity established to facilitate securities, advisory, and insurance business; Located in Middletown, NY 10941; as of 10/06/2025; 100% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; as of 4/01/2026; 1% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-13
S63 Uniform Securities Agent State Law Examination 2014-01-23
  • S65 Uniform Investment Adviser Law Examination
    2022-05-13
  • S63 Uniform Securities Agent State Law Examination
    2014-01-23
Other Names
  • Michael Walter Elser
  • Mike Elser
  • Michael W Elser

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