Audrey Fu-yin Hong

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-03-02

CA RA
APPROVED

Since 2007-03-02

Branch Locations

10540 Talbert Ave. Ste 270, Fountain Valley, CA 92708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger	Fountain Valley	CA	03/2007	Present

03/2007 → Present

Linsco/Private Ledger

Fountain Valley, CA

Previous Registrations

2003-05-05 → 2007-03-09

Citicorp Investment Services

Fountain Valley, CA

Fountain Valley, CA
2000-10-12 → 2003-05-09

Ameriprise Financial Services, Llc

Irvine, CA

Other Businesses

1. 03/02/2007 / SELLING INSURANCE, FIXED AND LONG TERM CARE INSURANCE / ORANGE COUNTY INVESTMENT GROUP / DBA / 5% OR HOURS / 10000.00 PROJECTED COMMISSION INCOME / 32 PROMENADE, IRVINE, CA 92612.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-09

S66 Uniform Combined State Law Examination

2000-10-09

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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