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Dona Sue Hertz

Ameriprise Financial Services, LLC

Melbourne, FL

Indian Harbour Beach, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-10-05
  • FL RA
    APPROVED
    Since 2009-10-05

Branch Locations

6767 N Wickham Rd Ste A107, Melbourne, FL 32940-2031 • United States

Indian Harbour Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Viera FL 10/2009 03/2020
Ameriprise Financial Services, Inc. Melbourne FL 10/2009 03/2020
Ameriprise Financial Services, Llc Melbourne FL 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Viera, FL
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Melbourne, FL
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Melbourne, FL
Previous Registrations
  • 2007-08-27 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Viera, FL
  • 2007-04-02 → 2007-08-13
    Morgan Stanley & Co. Llc
    Melbourne, FL
  • 2001-05-30 → 2007-04-02
    Morgan Stanley Dw Inc.
    Indiatlantic, FL
    Indialantic, FL
    Melbourne, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-16
  • S66 Uniform Combined State Law Examination
    2001-04-16
Other Names
  • Dona Sue Herron

View on SEC IAPD

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Other Offices

KESTRA ADVISORY SERVICES, LLC · Melbourne, FL
KESTRA ADVISORY SERVICES, LLC · MELBOURNE, FL
EDWARD JONES · Viera, FL
TRUIST ADVISORY SERVICES, INC. · MELBOURNE, FL
LPL FINANCIAL LLC · VIERA, FL
CETERA INVESTMENT ADVISERS LLC · Viera, FL
LPL FINANCIAL LLC · MELBOURNE, FL
EDWARD JONES · VIERA, FL

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