Seth Erik Grano

Current Employers

Employment History

• 02/2016 → Present
  Hub International Investment Services, Inc.
  Westlake Village, CA
• 02/2016 → 07/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2016 → 07/2023
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 07/2023 → Present
  Lpl Financial Llc
  San Diego, CA
• 07/2023 → Present
  Global Retirement Partners Llc
  San Rafael, CA

Previous Registrations

• 2016-02-18 → 2023-07-26
  Cambridge Investment Research Advisors, Inc.
  Westlake Village, CA
  Santa Barbara, CA
  Newbury Park, CA
• 2016-02-18 → 2016-03-09
  Hub International Investment Services Inc.
  Austin, TX
  San Rafael, CA
  Westlake Village, CA
• 2011-11-07 → 2016-01-26
  Centaurus Financial, Inc.
  Anaheim, CA
  West Hills, CA
• 2006-06-21 → 2008-08-04
  Cetera Advisors Llc
  Denver, CO
  Henderson, NV
• 2005-11-16 → 2006-12-31
  Tlg Advisors, Inc.
  Henderson, NV

Other Businesses

1) 05/19/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2016 2) 05/19/2023 - HUB INTERNATIONAL - Operations and Technology support for all of HUB RPW - Non-Inv Rel - Santa Barbara, CA - Start: 02/2016 - 200 Hr/Mth 3) 07/19/2023 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date 06/01/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100% - I provide administrative support to GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 6/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 07/19/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date 02/08/2016 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100%

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-02
• S63 Uniform Securities Agent State Law Examination
  2000-08-09

Designations