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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-02
OH RA APPROVED 2000-11-01
  • TX RA
    APPROVED_RES
    Since 2014-09-02
  • OH RA
    APPROVED
    Since 2000-11-01

Branch Locations

5954 Renaissance Place Suite B, Toledo, OH 43623 • United States

Whitehouse, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Toledo OH 09/2005 03/2020
Ameriprise Financial Services, Llc Toledo OH 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; US RT 127, , Sherwood, OH, 43556; Investment-Related; 02/23/2024 / Lot/Land; Baker Road, , Sherwood, OH, 43556; Investment-Related; 02/23/2024. Business Ownership; 5954 Renaissance B LLC; To track income & expenses. Collect all data.; LLC to own real estate that I run my business from.; 5954 Renaissance Place, Suite B, , Toledo, OH, 43623; Investment-Related; 09/20/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-13
  • S63 Uniform Securities Agent State Law Examination
    2000-09-13
Designations
Other Names
  • Cathy Sue Luderman

View on SEC IAPD

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