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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-08-26 |
| NY | RA | APPROVED | 2021-06-24 |
Branch Locations
Sun Valley, ID • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Stamford, CT • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 06/2021 |
| Raymond James Financial Services, Inc. | New York | NY | 06/2021 | 05/2022 |
| Steward Partners Global Advisory, Llc. | Stamford | CT | 06/2021 | Present |
| Steward Partners Investment Advisory, Llc | Stamford | CT | 06/2021 | Present |
| Steward Partners Investment Solutions, Llc | Stamford | CT | 05/2022 | Present |
1) Name of Business : Steward Partners Investment Advisory LLC Address: 140 E 45th St Fl 36,New York, NY Nature of the Business: Independent RIA Position/Title: Investment Adviser Investment Related:Yes Start Date: 06/24/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Advisory Services for clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-06 |
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